Rev. 03/2017

FACTS

WHAT DOES TOLLESON WEALTH MANAGEMENT

DO WITH YOUR PERSONAL INFORMATION?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect, and share depend on the product or service you have with us. This information can include.

Social Security number and assets

Account balances and transaction history

Risk tolerance and investment experience .

How?

All financial companies need to share non-public personal information to run their everyday business. In the section below, we list the reasons financial companies can share their non-public personal information; the reasons Tolleson Wealth Management chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information

Does Tolleson Wealth

Management Share?

Can you limit this sharing?

For our everyday business purposes –

Such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes

No

For our marketing purposes –

To offer our products and services to you

No

We don’t share

For joint marketing with other financial companies

No

We don’t share

For our affiliates’ everyday business purposes –

Information about your transactions and experiences

Yes

No

For our affiliates’ everyday business purposes –

Information about your credit worthiness

No

We don’t share

For our affiliates to market to you

Yes

Yes

For nonaffiliates to market to you

No

We don’t share

To limit our sharing

888-807-5550 Our menu will prompt through your choice(s).

Please note:

If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice.

When you are no longer our customer, we continue to share your information as described in this notice.

However, you can contact us at any time to limit our sharing.

Questions?

Call 888-807-5550


Who we are

Who is providing this notice?

TOLLESON WEALTH MANAGEMENT (“Tolleson”)

What we do

How does Tolleson

Protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Tolleson

Collect my personal information?

We collect your personal information, for example, when you

open an account or apply for a loan

pay your bills or show your driver’s license

give us your contact information

We also collect your personal information from others such as credit bureaus, affiliates, or other companies.

Why can’t I limit all sharing?

Federal law give you the right to limit only

sharing for affiliates’ everyday business purposes – information about your credit worthiness

affiliates from using your information to market to you

sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

What happens when I limit sharing for an

Account I hold jointly with someone else?

Your choices will apply to everyone on your account – unless you tell us otherwise.

Definitions

Affiliates

Companies related by common ownership or control. They can be

financial and non financial companies.

Our affiliates include companies with a Tolleson name: financial companies such as Tolleson Private Wealth Management, LP and Tolleson Private Bank.

Non affiliates

Companies not related by common ownership or control. They can be financial and non financial companies.

Tolleson Wealth Management does not share with non-affiliates so they can market to you.

Joint Marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

Tolleson Wealth Management does not jointly market.

Tolleson Private Bank is chartered under the laws of the State of Texas and by state law is subject to regulatory oversight by the Texas Department of Banking. Any consumer wishing to file a complaint concerning Tolleson Private Bank’s activities and/or any other complaint against Tolleson Private Bank should contact the Texas Department of Banking through one of the means indicated below:

In Person or U.S. Mail: 2601 North Lamar Boulevard, Suite 300, Austin, Texas 78705-4294

Telephone No.: 877/276-5554 Fax No.: 512/475-1313

E-mail: consumer.complaints@dob.texas.gov Web site: www.dob.texas.gov

TOLLESON PRIVATE BANK

5550 PRESON ROAD, SUITE B

DALLAS, TX 75205 214.252.3033

TOLLESON WEALTH MANAGEMENT

5500 PRESTON ROAD, SUITE 250

DALLAS, TX 75205 214.252.3250

TOLLESON PRIVATE WEALTH MANAGEMENT

5500 PRESTON ROAD, SUITE 250

DALLAS, TX 75205 214.252.3250

The investment process recommended by Tolleson Private Wealth Management are:

NOT FDIC INSURED

May lose value. No bank guarantee.